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Garrett Motion Inc. — Director's Dealing 2020
Oct 30, 2020
31466_dirs_2020-10-30_dd1d5009-208a-4c8a-8764-dd3a8e27bc8f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Garrett Motion Inc. (GTXMQ)
CIK: 0001735707
Period of Report: 2020-10-20
Reporting Person: WHITEBOX ADVISORS LLC (Member of 10% owner group)
Reporting Person: WHITEBOX GENERAL PARTNER LLC (10% Owner)
Reporting Person: Whitebox Multi-Strategy Partners LP (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value per share | 750000 | Indirect |
| Common Stock, $0.001 par value per share | 750000 | Direct |
Footnotes
F1: Includes 750,000 shares of Common Stock, $0.001 par value per share ("Common Stock") directly owned by Whitebox Multi-Strategy Partners, L.P. ("WMP") and that may be deemed to be beneficially owned by Whitebox Advisors LLC by virtue of its role as the investment manager of WMP and Whitebox General Partner LLC by virtue of its role as the general partner of WMP. The Reporting Persons with certain other parties may be deemed to constitute a group for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Reference is made to the Schedule 13D filed with the Securities and Exchange Commission by the Reporting Persons on October 30, 2020.
F2: The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act.
F3: These securities are directly beneficially owned by WMP.