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GABELLI UTILITY TRUST — Director's Dealing 2021
Apr 22, 2021
32766_dirs_2021-04-22_c9205a01-b5f6-4cd8-9d35-9234b8c37c6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI UTILITY TRUST (GUT)
CIK: 0001080720
Period of Report: 2021-04-20
Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-20 | Common Shares, Par Value $0.001 | J | 98860 | $5.5 | Acquired | 790882 | Direct |
| 2021-04-20 | Common Shares, Par Value $0.001 | J | 30171 | $5.5 | Acquired | 241371 | Indirect |
| 2021-04-20 | Common Shares, Par Value $0.001 | J | 2604 | $5.5 | Acquired | 20838 | Indirect |
Footnotes
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.