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FULTON FINANCIAL CORP — Director's Dealing 2021
Jun 3, 2021
31283_dirs_2021-06-03_75a17b5d-a516-4174-b208-341b01b5b19d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULTON FINANCIAL CORP (FULT)
CIK: 0000700564
Period of Report: 2021-06-01
Reporting Person: MOXLEY JAMES R III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | $2.50 par value Common Stock | M | 5708.3079 | $0.00 | Acquired | 69300.2954 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-01 | Restricted Stock Units | $ | A | 3451.00 | Acquired | $2.50 par value Common Stock (3451.00) | Direct | |
| 2021-06-01 | Restricted Stock Units | $ | M | 5708.3079 | Disposed | $2.50 par value Common Stock (5708.3079) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $2.50 par value Common Stock | 28000.00 | Indirect |
| $2.50 par value Common Stock | 17870.7861 | Indirect |
| $2.50 par value Common Stock | 39115.00 | Indirect |
| $2.50 par value Common Stock | 1191.3848 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation common stock, $2.50 par value per share.
F2: Forfeiture restrictions lapse on the restricted stock units on the first anniversary of the date of grant, or earlier in accordance with the Fulton Financial Corporation Amended and Restated Director's Equity Participation Plan.
F3: The restricted stocks units, together with accumulated dividend equivalents, will convert to common stock on the first anniversary of the date of the grant or, at the election of the reporting person, in up to three equal annual installments beginning in January of the year following the year in which the reporting person retires or separates from the Fulton Financial Corporation Board of Directors.
F4: Represents 5,500 restricted stock units granted to the reporting person on June 1, 2020, together with 208.3079 accumulated dividend equivalents, for which the forfeiture restrictions lapsed on June 1, 2021. The common stock into which the restricted stock units were converted is reported in Table I of this Form 4.