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FULLER H B CO — Director's Dealing 2021
Jan 29, 2021
31338_dirs_2021-01-29_a117ee93-7240-474a-bd30-7b3e84a34421.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2021-01-27
Reporting Person: Owens James (President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-27 | Employee Stock Option (Right-to-Buy) | $51.8900 | A | 187889.0000 | Acquired | 2031-01-27 | Common Stock (187889.0000) | Direct |
| 2021-01-27 | Restricted Stock Units | $0.0000 | A | 23865.0000 | Acquired | 2024-01-27 | Common Stock (23865.0000) | Direct |
| 2021-01-27 | Restricted Stock Units | $0.0000 | A | 28121.0000 | Acquired | 2024-01-27 | Common Stock (28121.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 223702.7760 | Direct |
| Common Stock | 360.0400 | Indirect |
| Common Stock | 280.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (38941.0000) | 38941.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (182039.0000) | 182039.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (80697.0000) | 80697.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (112727.0000) | 112727.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0400 | 2029-01-24 | Common Stock (226403.0000) | 226403.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (238872.0000) | 238872.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (79061.0000) | 79061.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (151826.0000) | 151826.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (146887.0000) | 146887.0000 | Direct |
| Performance Stock Units | $0.0000 | 2022-01-24 | Common Stock (8366.8300) | 8366.8300 | Direct |
| Performance Stock Units (CEO) | $0.0000 | 2022-01-24 | Common Stock (8491.8600) | 8491.8600 | Direct |
| Performance Stock Units (CEO) | $0.0000 | 2023-01-24 | Common Stock (16401.0000) | 16401.0000 | Direct |
Footnotes
F1: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F2: Held jointly by spouse and son.
F3: This option vests in three equal annual installments beginning on the date shown.
F4: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F5: These restricted stock units vest in three equal annual installments beginning on the date shown.
F6: This option is 100% vested.
F7: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F8: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F9: This amount has been adjusted to reflect a decrease in number of performance stock units from the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F10: These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.
F11: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F12: These performance stock units vest in three equal annual installments beginning on the date shown.