AI assistant
FULLER H B CO — Director's Dealing 2021
Mar 8, 2021
31338_dirs_2021-03-08_7931629a-7acc-434d-a65a-147920373d73.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2021-02-28
Reporting Person: Weaver Nathan D. (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-28 | Common Stock | M | 840.0000 | $0.0000 | Acquired | 4628.5300 | Direct |
| 2021-02-28 | Common Stock | F | 238.0000 | $56.0700 | Disposed | 4390.5300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-28 | Phantom Units | $0.0000 | M | 840.0000 | Disposed | Common Stock (840.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $26.6600 | 2030-04-02 | Common Stock (9732.0000) | 9732.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (5451.0000) | 5451.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $32.3200 | 2022-04-12 | Common Stock (1797.0000) | 1797.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (9546.0000) | 9546.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (5988.0000) | 5988.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (7292.0000) | 7292.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0500 | 2019-01-24 | Common Stock (6115.0000) | 6115.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (5362.0000) | 5362.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (5326.0000) | 5326.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (4976.0000) | 4976.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $51.8900 | 2031-01-27 | Common Stock (11992.0000) | 11992.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (4585.0000) | 4585.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2022-01-24 | Common Stock (231.0600) | 231.0600 | Direct |
| Restricted Stock Units | $0.0000 | 2023-01-24 | Common Stock (376.1200) | 376.1200 | Direct |
| Restricted Stock Units | $0.0000 | 2024-01-27 | Common Stock (1527.4300) | 1527.4300 | Direct |
| Restricted Stock Units | $0.0000 | 2023-04-02 | Common Stock (1011.1700) | 1011.1700 | Direct |
Footnotes
F1: On February 28, 2021, the reporting person constructively received 840 shares of H.B. Fuller common stock in settlement of an equal number of units held pursuant to the Key Employee Deferred Compensation Plan.
F2: Shares withheld for taxes due on 840 shares issued on February 28, 2021 pursuant to the Key Employee Deferred Compensation Plan.
F3: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F4: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F5: Amount includes stock units acquired pursuant to a dividend equivalent feature.
F6: This option vests in three equal annual installments beginning on the date shown.
F7: This option is 100% vested.
F8: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F9: These restricted stock units vest in three equal annual installments beginning on the date shown.
F10: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.