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FULLER H B CO — Director's Dealing 2021
Apr 7, 2021
31338_dirs_2021-04-06_60c090af-1c30-43d4-acff-75f0a8e37345.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2021-04-02
Reporting Person: Weaver Nathan D. (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-02 | Common Stock | M | 333.0000 | $63.2500 | Acquired | 4723.5300 | Direct |
| 2021-04-02 | Common Stock | M | 241.0000 | $63.2500 | Acquired | 4964.5300 | Direct |
| 2021-04-02 | Common Stock | F | 74.0000 | $63.2500 | Disposed | 4890.5300 | Direct |
| 2021-04-02 | Common Stock | F | 103.0000 | $63.2500 | Disposed | 4787.5300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-02 | Performance Stock Units | $0.0000 | A | 241.0000 | Acquired | 2021-04-02 | Common Stock (241.0000) | Direct |
| 2021-04-02 | Performance Stock Units | $0.0000 | M | 241.0000 | Disposed | 2021-04-02 | Common Stock (241.0000) | Direct |
| 2021-04-02 | Restricted Stock Units | $0.0000 | M | 333.0000 | Disposed | 2023-04-02 | Common Stock (333.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $26.6600 | 2030-04-02 | Common Stock (9732.0000) | 9732.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (5451.0000) | 5451.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $32.3200 | 2022-04-12 | Common Stock (1797.0000) | 1797.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (9546.0000) | 9546.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (5988.0000) | 5988.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (7292.0000) | 7292.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0500 | 2029-01-24 | Common Stock (6115.0000) | 6115.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (5362.0000) | 5362.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (5326.0000) | 5326.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (4976.0000) | 4976.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $51.8900 | 2031-01-27 | Common Stock (11992.0000) | 11992.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (4585.0000) | 4585.0000 | Direct |
| Phantom Units | $0.0000 | Common Stock (5566.5600) | 5566.5600 | Direct | |
| Restricted Stock Units | $0.0000 | 2022-01-24 | Common Stock (231.0600) | 231.0600 | Direct |
| Restricted Stock Units | $0.0000 | 2023-01-24 | Common Stock (376.1200) | 376.1200 | Direct |
| Restricted Stock Units | $0.0000 | 2024-01-27 | Common Stock (1527.4300) | 1527.4300 | Direct |
Footnotes
F1: Shares withheld for taxes due on 241 shares issued.
F2: Shares withheld for taxes due on 333 shares issued.
F3: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F4: These performance stock units vest on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance.
F5: Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F6: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F7: These restricted stock units vest in three equal annual installments beginning on the date shown.
F8: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
F9: This option vests in three equal annual installments beginning on the date shown.
F10: This option is 100% vested.
F11: This date was reported incorrectly on the Reporting Person's intial Form 3, dated April 2, 2020, and has been updated with the correct expiration date.
F12: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F13: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F14: Amount includes stock units acquired pursuant to a dividend equivalent feature.