AI assistant
FULLER H B CO — Director's Dealing 2020
Jul 2, 2020
31338_dirs_2020-07-01_0ba7957c-5267-4bb3-a70a-1beaf8b6e57c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2020-06-26
Reporting Person: Owens James (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-26 | Common Stock | S | 5000.0000 | $42.5364 | Disposed | 256811.7760 | Direct |
| 2020-06-29 | Common Stock | S | 2500.0000 | $44.3615 | Disposed | 221728.7760 | Direct |
| 2020-06-29 | Common Stock | S | 2500.0000 | $44.1975 | Disposed | 219228.7760 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 357.5700 | Indirect |
| Common Stock | 280.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (77881.0000) | 77881.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (182039.0000) | 182039.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (80697.0000) | 80697.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (112727.0000) | 112727.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0400 | 2029-01-24 | Common Stock (226403.0000) | 226403.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (238872.0000) | 238872.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (79061.0000) | 79061.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (151826.0000) | 151826.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (146887.0000) | 146887.0000 | Direct |
| Performance Stock Option (Right-to-Buy) | $57.7000 | 2027-10-20 | Common Stock (289684.0000) | 289684.0000 | Direct |
| Performance Stock Units | $0.0000 | 2022-01-24 | Common Stock (16618.0700) | 16618.0700 | Direct |
| Performance Stock Units | $0.0000 | 2021-01-25 | Common Stock (5434.3900) | 5434.3900 | Direct |
| Performance Stock Units (CEO) | $0.0000 | 2022-01-24 | Common Stock (16619.0800) | 16619.0800 | Direct |
| Performance Stock Units (CEO) | $0.0000 | 2021-01-25 | Common Stock (5438.4000) | 5438.4000 | Direct |
Footnotes
F1: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $42.5301 to $42.537. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F2: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $44.34 to $44.371. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F3: The amount of securities beneficially owned following the sale of these shares should be reported as 203,480.776 shares. Due to the filing of two Form 4s for transactions on June 26, 2020 and June 29, 2020 (one related to stock option exercises and one related to sales of Common Stock), our reporting software is reporting an inaccurate final balance of Common Stock in this column. The accurate final balance of 203,480.776 shares will be updated on the next Form 4 filed by the Reporting Person.
F4: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F5: Held jointly by spouse and son.
F6: This option is 100% vested.
F7: This option vests in three equal annual installments beginning on the date shown.
F8: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
F9: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F10: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F11: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F12: These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.