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FULLER H B CO — Director's Dealing 2020
Jan 27, 2020
31338_dirs_2020-01-27_24949517-faea-4826-a18b-4cd40c68e610.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2020-01-24
Reporting Person: JENSEN TRACI L (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-24 | Common Stock | M | 1467.0000 | $48.3500 | Acquired | 22143.0000 | Direct |
| 2020-01-24 | Common Stock | M | 984.0000 | $48.3500 | Acquired | 23127.0000 | Direct |
| 2020-01-24 | Common Stock | M | 861.0000 | $48.3500 | Acquired | 23988.0000 | Direct |
| 2020-01-24 | Common Stock | F | 277.0000 | $48.3500 | Disposed | 23711.0000 | Direct |
| 2020-01-24 | Common Stock | F | 295.0000 | $48.3500 | Disposed | 23416.0000 | Direct |
| 2020-01-24 | Common Stock | F | 503.0000 | $48.3500 | Disposed | 22913.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-24 | Employee Stock Option (Right-to-Buy) | $48.3500 | A | 14492.0000 | Acquired | 2030-01-24 | Common Stock (14492.0000) | Direct |
| 2020-01-24 | Performance Stock Units | $0.0000 | M | 861.0000 | Disposed | 2022-01-24 | Common Stock (861.0000) | Direct |
| 2020-01-24 | Restricted Stock Units | $0.0000 | M | 1467.0000 | Disposed | 2020-01-24 | Common Stock (1467.0000) | Direct |
| 2020-01-24 | Restricted Stock Units | $0.0000 | M | 984.0000 | Disposed | 2022-01-24 | Common Stock (984.0000) | Direct |
| 2020-01-24 | Restricted Stock Units | $0.0000 | A | 1485.0000 | Acquired | 2023-01-24 | Common Stock (1485.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (12658.0000) | 12658.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (29832.0000) | 29832.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (22789.0000) | 22789.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0500 | 2029-01-24 | Common Stock (27472.0000) | 27472.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (16644.0000) | 16644.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (23696.0000) | 23696.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (21834.0000) | 21834.0000 | Direct |
| Performance Stock Option (Right-to-Buy) | $57.7000 | 2027-10-20 | Common Stock (62552.0000) | 62552.0000 | Direct |
| Performance Stock Units | $0.0000 | 2021-01-25 | Common Stock (1580.7700) | 1580.7700 | Direct |
| Restricted Stock Units | $0.0000 | 2021-01-25 | Common Stock (1581.7900) | 1581.7900 | Direct |
| Restricted Stock Units | $0.0000 | 2020-01-26 | Common Stock (1502.9600) | 1502.9600 | Direct |
Footnotes
F1: Shares withheld for taxes due on 984 shares issued.
F2: Shares withheld for taxes due on 861 shares issued.
F3: Shares withheld for taxes due on 1,467 shares issued.
F4: This option vests in three equal annual installments beginning on the date shown.
F5: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F6: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F7: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F8: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F9: These restricted stock units vest in one annual installment on the date shown.
F10: These restricted stock units vest in three equal annual installments beginning on the date shown.
F11: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
F12: This option is 100% vested.
F13: This date was reported incorrectly on the Reporting Person's original Form 4, dated January 24, 2019, and has been updated with the correct expiration date.
F14: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
F15: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.