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FULLER H B CO — Director's Dealing 2017
Jan 31, 2017
31338_dirs_2017-01-30_7865a8f5-5afa-4f14-85ed-1aea29809e9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2017-01-26
Reporting Person: Kenny Steven (Senior VP, Emerging Markets)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-26 | Employee Stock Option (Right-to-Buy) | $50.1000 | A | 23696.0000 | Acquired | 2027-01-26 | Common Stock (23696.0000) | Direct |
| 2017-01-26 | Performance Stock Units | $0.0000 | A | 2541.0000 | Acquired | 2020-01-26 | Common Stock (2541.0000) | Direct |
| 2017-01-26 | Restricted Stock Units | $0.0000 | A | 5073.0000 | Acquired | 2020-01-26 | Common Stock (5073.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36001.3710 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (28935.0000) | 28935.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (28768.0000) | 28768.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (25960.0000) | 25960.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (29832.0000) | 29832.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (18712.0000) | 18712.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (22789.0000) | 22789.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (16644.0000) | 16644.0000 | Direct |
| Performance Stock Units | $0.0000 | 2019-01-19 | Common Stock (2315.5100) | 2315.5100 | Direct |
| Restricted Stock Units | $0.0000 | 2019-01-19 | Common Stock (2316.5100) | 2316.5100 | Direct |
| Restricted Stock Units | $0.0000 | 2018-01-22 | Common Stock (2030.0400) | 2030.0400 | Direct |
Footnotes
F1: Amount includes shares acquired pursuant to a dividend reinvestment plan.
F2: H.B. Fuller Company 2016 Master Incentive Plan: This option vests in three equal installments beginning on the date shown.
F3: H.B. Fuller Company 2016 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F4: H.B. Fuller Company 2016 Master Incentive Plan: Each performance stock unit represents a contingent right to receive one share of H.B. Fuller common stock. Prior to vesting, the number of units subject to the award will be adjusted based on the company's return on invested capital performance for the applicable year. The number of units may increase to as much as 200% or decrease as low as 0% of the initial number of units depending on the level of ROIC performance. The grant amount is shown at a target level of performance.
F5: H.B. Fuller Company 2016 Master Incentive Plan: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F6: H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F7: H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on the date shown.
F8: Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
F9: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F10: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
F11: H.B. Fuller Company 2013 Master Incentive Plan: This option is 100% vested.
F12: H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F13: H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These performance stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F14: H.B. Fuller Company 2013 Master Incentive Plan: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
F15: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F16: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F17: H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
F18: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.