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FULLER H B CO — Director's Dealing 2017
May 3, 2017
31338_dirs_2017-05-03_abd6270d-2a78-48a9-bf7a-152ef07c7cb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2017-05-01
Reporting Person: Martsching Robert J (VP, Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Common Stock | M | 2362.0000 | $52.7500 | Acquired | 13113.9982 | Direct |
| 2017-05-01 | Common Stock | F | 794.0000 | $52.7500 | Disposed | 12319.9982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Restricted Stock Units | $0.0000 | M | 2362.0000 | Disposed | 2018-05-01 | Common Stock (2362.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4.7900 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (4315.0000) | 4315.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (3504.0000) | 3504.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (9546.0000) | 9546.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $38.3100 | 2023-04-10 | Common Stock (658.0000) | 658.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (2806.0000) | 2806.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (7292.0000) | 7292.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (5326.0000) | 5326.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (7582.0000) | 7582.0000 | Direct |
| Performance Stock Units | $0.0000 | 2019-01-19 | Common Stock (744.0300) | 744.0300 | Direct |
| Performance Stock Units | $0.0000 | 2020-01-26 | Common Stock (815.3100) | 815.3100 | Direct |
| Phantom Units | $0.0000 | Common Stock (2997.9242) | 2997.9242 | Direct | |
| Restricted Stock Units | $0.0000 | 2019-01-19 | Common Stock (744.0200) | 744.0200 | Direct |
| Restricted Stock Units | $0.0000 | 2018-01-22 | Common Stock (652.2300) | 652.2300 | Direct |
| Restricted Stock Units | $0.0000 | 2027-01-26 | Common Stock (1879.3200) | 1879.3200 | Direct |
Footnotes
F1: Shares withheld for taxes due on 2,362 shares issued.
F2: Amount includes 2,738 restricted shares awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan and are 100% vested. Total amount also includes shares acquired pursuant to a dividend reinvestment plan.
F3: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F4: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F5: 50% of these restricted stock units vested on May 1, 2017 and 50% will vest on May 1, 2018.
F6: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
F7: This option is 100% vested.
F8: This option vests in three equal installments beginning on January 19, 2017.
F9: This option vests in three equal annual installments beginning on January 22, 2016.
F10: This option vests in three equal installments beginning on the date shown.
F11: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F12: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F13: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
F14: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F15: Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F16: Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F17: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employee Deferred Compensation Plan.
F18: These restricted stock units vest in three equal annual installments beginning on January 19, 2017.
F19: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
F20: These restricted stock units vest in three equal annual installments beginning on the date shown.