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FULLER H B CO — Director's Dealing 2017
Oct 4, 2017
31338_dirs_2017-10-04_35519d11-cf1f-4322-a2f6-f859e36912b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2017-10-02
Reporting Person: JENSEN TRACI L (Sr.VP, Global Const Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-02 | Common Stock | S | 5397.0000 | $58.3950 | Disposed | 14528.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (12658.0000) | 12658.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $23.6800 | 2020-04-14 | Common Stock (6223.0000) | 6223.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (29832.0000) | 29832.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (22789.0000) | 22789.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (16644.0000) | 16644.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (23696.0000) | 23696.0000 | Direct |
| Performance Stock Units | $0.0000 | 2019-01-19 | Common Stock (2335.5900) | 2335.5900 | Direct |
| Performance Stock Units | $0.0000 | 2020-01-26 | Common Stock (2563.0400) | 2563.0400 | Direct |
| Restricted Stock Units | $0.0000 | 2019-01-19 | Common Stock (2336.6000) | 2336.6000 | Direct |
| Restricted Stock Units | $0.0000 | 2018-01-22 | Common Stock (2047.6500) | 2047.6500 | Direct |
| Restricted Stock Units | $0.0000 | 2020-01-26 | Common Stock (4296.9500) | 4296.9500 | Direct |
Footnotes
F1: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $58.36 to $58.51. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F2: Amount includes 24,398 restricted shares awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan and are 100% vested. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature.
F3: This option is 100% vested.
F4: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F5: This option vests in three equal annual installments beginning on January 22, 2016.
F6: This option vests in three equal installments beginning on the date shown.
F7: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F8: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These performance stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F9: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F10: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F11: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F12: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F13: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
F14: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature.
F15: These restricted stock units vest in three equal annual installments beginning on the date shown.