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FULLER H B CO — Director's Dealing 2014
Feb 13, 2014
31338_dirs_2014-02-13_135ecc62-9cf9-4dc6-83d0-27253e213439.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2014-02-03
Reporting Person: Martsching Robert J (VP, Corporate Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8733.6690 | Direct |
| Common Stock | 4.6079 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $14.1500 | 2018-12-04 | Common Stock (8411.0000) | Direct | |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (4340.0000) | Direct | |
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (4315.0000) | Direct | |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (3504.0000) | Direct | |
| Employee Stock Option (Right-to-Buy) | $38.3100 | 2023-04-10 | Common Stock (658.0000) | Direct | |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (2806.0000) | Direct | |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (5326.0000) | Direct | |
| Phantom Units | $0.0000 | Common Stock (2885.6042) | Direct | ||
| Restricted Stock Units | $0.0000 | 2017-01-23 | Common Stock (1567.0000) | Direct |
Footnotes
F1: Amended and Restated Year 2000 Stock Incentive Plan: 2,738 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 1,416 restricted shares that will vest in three equal annual installments beginning on January 26, 2013; 1,071 restricted shares that will vest in three equal annual installments beginning on January 24,2014 and 251 restricted shares that will vest in full on April 4, 2016. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
F2: Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
F3: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
F4: Amended and Restated Year 2000 Stock Incentive Plan: This option vests on April 10, 2016.
F5: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
F6: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
F7: Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F8: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employee Deferred Compensation Plan.
F9: Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F10: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
F11: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.