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FULLER H B CO — Director's Dealing 2013
Jan 22, 2013
31338_dirs_2013-01-22_accf7d9a-b285-4254-80b7-e6549c226583.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2013-01-18
Reporting Person: GILLIGAN KEVIN M (VP, Global Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-18 | Common Stock | M | 6809.0000 | $13.6500 | Acquired | 19214.0800 | Direct |
| 2013-01-18 | Common Stock | S | 6809.0000 | $38.8800 | Disposed | 12405.0800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-18 | Employee Stock Option (Right-to-Buy) | $13.6500 | M | 6809.0000 | Disposed | 2013-12-03 | Common Stock (6809.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6054.3000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (15822.0000) | 15822.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (14278.0000) | 14278.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.0150 | 2015-12-01 | Common Stock (11184.0000) | 11184.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.4900 | 2014-12-02 | Common Stock (12232.0000) | 12232.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (14322.0000) | 14322.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.7900 | 2016-12-04 | Common Stock (6431.0000) | 6431.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.1500 | 2018-12-04 | Common Stock (33644.0000) | 33644.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.6500 | 2017-12-06 | Common Stock (14200.0000) | 14200.0000 | Direct |
| Phantom Units | $0.0000 | Common Stock (326.5800) | 326.5800 | Direct | |
| Restricted Stock Units | $0.0000 | 2012-01-20 | Common Stock (4486.9150) | 4486.9150 | Direct |
Footnotes
F1: Amended and Restated 2000 Stock Incentive Plan: 5,770 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan and will vest in three equal annual installments beginning on January 26, 2013.
F2: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F3: 2000 Stock Incentive Plan: This option is 100% vested.
F4: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
F5: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
F6: Amended and Restated 2000 Stock Incentive Plan: This option is 100% vested.
F7: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F8: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F9: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F10: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F11: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 20, 2012.