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FULLER H B CO — Director's Dealing 2013
Jan 28, 2013
31338_dirs_2013-01-28_18cbf5ec-3838-4597-9c77-1756cd1b5058.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2013-01-24
Reporting Person: Owens James (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-24 | Common Stock | A | 73907.0000 | $0.0000 | Acquired | 155208.9160 | Direct |
| 2013-01-24 | Common Stock | A | 30794.0000 | $0.0000 | Acquired | 186002.9160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-24 | Employee Stock Option (Right-to-Buy) | $39.6400 | A | 80697.0000 | Acquired | 2023-01-24 | Common Stock (80697.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 327.2200 | Indirect |
| Common Stock | 280.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (48331.0000) | 48331.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (77881.0000) | 77881.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $25.1900 | 2021-07-07 | Common Stock (15748.0000) | 15748.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $19.0300 | 2018-10-02 | Common Stock (7385.0000) | 7385.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (33275.0000) | 33275.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.1500 | 2018-12-04 | Common Stock (47663.0000) | 47663.0000 | Direct |
Footnotes
F1: Amended and Restated Year 2000 Stock Incentive Plan: 73,907 restricted shares were awarded pursuant to the H.B. Fuller Company Amended and Restated 2000 Stock Incentive Plan. 50% of these shares will vest on January 24, 2016 and 50% will vest on January 24, 2017, based on one or more performance measures achieved.
F2: Amended and Restated Year 2000 Stock Incentive Plan: 115,354 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Year Stock Incentive Plan. This amount includes 26,625 restricted shares that are 100% vested; 19,961 restricted shares that will vest in three equal installments beginning on January 20, 2012 based on one or more performance measures achieved; 6,502 restricted shares that will vest in three equal installments beginning on July 7, 2012; 31,472 restricted shares that will vest in three equal installments beginning on January 26, 2013 based on one or more performance measures achieved and 30,794 restricted shares that will vest in three equal annual installments beginning on January 24, 2014 based on one or more performance measures achieved. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
F3: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F4: Held jointly by spouse and son.
F5: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
F6: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
F7: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
F8: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on July 7, 2012.
F9: Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.