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FULLER H B CO — Director's Dealing 2012
Jul 4, 2012
31338_dirs_2012-07-03_184eb6b0-6837-47f2-81a1-212144140cd8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2012-07-02
Reporting Person: GILLIGAN KEVIN M (VP, Global Supply Chain)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-02 | Common Stock | S | 3000.0000 | $30.3507 | Disposed | 10932.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5988.8400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (15822.0000) | 15822.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (14278.0000) | 14278.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.0150 | 2015-12-01 | Common Stock (11184.0000) | 11184.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.4900 | 2014-12-02 | Common Stock (12232.0000) | 12232.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.6500 | 2013-12-03 | Common Stock (6809.0000) | 6809.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (14322.0000) | 14322.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.7900 | 2016-12-04 | Common Stock (6431.0000) | 6431.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.1500 | 2018-12-04 | Common Stock (33644.0000) | 33644.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.6500 | 2017-12-06 | Common Stock (14200.0000) | 14200.0000 | Direct |
| Phantom Units | $0.0000 | Common Stock (294.0400) | 294.0400 | Direct | |
| Restricted Stock Units | $0.0000 | 2012-01-20 | Common Stock (4438.4050) | 4438.4050 | Direct |
| Restricted Stock Units | $0.0000 | 2012-12-03 | Common Stock (2073.5800) | 2073.5800 | Direct |
Footnotes
F1: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $30.28 to $30.383. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F2: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F3: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
F4: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
F5: 2000 Stock Incentive Plan: This option is 100% vested.
F6: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
F7: Amended and Restated 2000 Stock Incentive Plan: This option is 100% vested.
F8: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.
F9: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F10: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F11: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F12: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F13: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 20, 2012.
F14: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on December 3, 2010.
F15: Amended and Restated 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan.