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FULLER H B CO — Director's Dealing 2012
Dec 5, 2012
31338_dirs_2012-12-05_966e2710-ffc1-43e3-85b7-8e33df0ced13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2012-12-03
Reporting Person: Owens James (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Common Stock | F | 2080.0000 | $32.8400 | Disposed | 83561.9160 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 327.2200 | Indirect |
| Common Stock | 280.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (48331.0000) | 48331.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (77881.0000) | 77881.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $25.1900 | 2021-07-07 | Common Stock (15748.0000) | 15748.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $19.0300 | 2018-10-02 | Common Stock (7385.0000) | 7385.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (33275.0000) | 33275.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.1500 | 2018-12-04 | Common Stock (47663.0000) | 47663.0000 | Direct |
Footnotes
F1: Shares withheld for taxes due on 4,871 shares issues pursuant to the Amended and Restated 2000 Stock Incentive Plan.
F2: Amended and Restated 2000 Stock Incentive Plan: 84,560 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. This amount includes 1,849 restricted shares that vested effective October 2, 2011; 10,974 restricted shares that vested effective December 4, 2011; 13,802 restricted shares that will vest in three equal annual installments beginning on December 3, 2010; 19,961 restricted shares will vest in three equal installments beginning on January 20, 2012 based on one or more performance measures achieved; 6,502 restricted shares that will vest in three equal installments beginning on July 7, 2012; 31,472 restricted shares will vest in three equal installments beginning on January 26, 2013 based on one or more performance measures achieved. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
F3: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F4: Held jointly by spouse and son.
F5: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
F6: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
F7: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on July 7, 2012.
F8: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on October 2, 2009.
F9: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
F10: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.