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FULLER H B CO — Director's Dealing 2008
Mar 11, 2008
31338_dirs_2008-03-11_6e90b2bd-3ba2-41dc-af15-51419e45d6df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2008-03-07
Reporting Person: MORETTI MONICA (VP and Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-03-07 | Common Stock | M | 5082 | $13.65 | Acquired | 17298.93 | Direct |
| 2008-03-07 | Common Stock | M | 5352 | $14.49 | Acquired | 22650.93 | Direct |
| 2008-03-07 | Common Stock | M | 8388 | $16.015 | Acquired | 31038.93 | Direct |
| 2008-03-07 | Common Stock | S | 8100 | $20.43 | Disposed | 22938.93 | Direct |
| 2008-03-07 | Common Stock | S | 10722 | $20.42 | Disposed | 12216.93 | Direct |
| 2008-03-07 | Common Stock | D | 10658.93 | — | Disposed | 1558 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-03-07 | Employee Stock Option (Right-to-Buy) | $13.65 | M | 5082 | Disposed | 2013-12-03 | Common Stock (5082) | Direct |
| 2008-03-07 | Employee Stock Option (Right-to-Buy) | $14.49 | M | 5352 | Disposed | 2014-12-02 | Common Stock (5352) | Direct |
| 2008-03-07 | Employee Stock Option (Right-to-Buy) | $16.015 | M | 8388 | Disposed | 2015-12-01 | Common Stock (8388) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1820.44 | Indirect |
| Common Stock | 12216.93 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $26.79 | 2016-12-04 | Common Stock (9646) | 9646 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.65 | 2017-12-06 | Common Stock (14200) | 14200 | Direct |
Footnotes
F1: 401(k) Plan: This amount includes shares and dividends acquired during the fiscal year pursuant to the H.B. Fuller Company Thrift Plan.
F2: 2000 Stock Incentive Plan: 4,444 restricted shares were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. This amount includes 388 restricted shares that vest effective April 15, 2008 and 4,056 restricted shares that vest effective December 1, 2008. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the 2000 Stock Incentive Plan. All above restricted shares were forfeited upon termination of employment.
F3: Amended and Restated 2000 Stock Incentive Plan: 6,056 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. This amount includes 2,499 restricted shares that vest effective December 4, 2009 and 3,557 restricted shares that vest effective December 6, 2010. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan. All above restricted shares were forfeited upon termination of employment.
F4: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 3, 2004.
F5: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 2, 2005.
F6: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 1, 2006.
F7: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2007.
F8: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 6, 2008.