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FULLER H B CO — Director's Dealing 2006
Nov 29, 2006
31338_dirs_2006-11-29_2e93e79b-9e9c-4cbd-9159-fc0cb440f43c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2006-11-28
Reporting Person: STROUCKEN ALBERT P L (Chairman of Board, Pres, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-11-28 | Common Stock | M | 11800 | $13.95 | Acquired | 243632 | Direct |
| 2006-11-28 | Common Stock | S | 200 | $24.93 | Disposed | 243432 | Direct |
| 2006-11-28 | Common Stock | S | 100 | $24.94 | Disposed | 243332 | Direct |
| 2006-11-28 | Common Stock | S | 1100 | $24.95 | Disposed | 242232 | Direct |
| 2006-11-28 | Common Stock | S | 100 | $24.96 | Disposed | 242132 | Direct |
| 2006-11-28 | Common Stock | S | 400 | $24.97 | Disposed | 241732 | Direct |
| 2006-11-28 | Common Stock | S | 600 | $24.98 | Disposed | 241132 | Direct |
| 2006-11-28 | Common Stock | S | 100 | $24.99 | Disposed | 241032 | Direct |
| 2006-11-28 | Common Stock | S | 100 | $25.01 | Disposed | 240932 | Direct |
| 2006-11-28 | Common Stock | S | 300 | $25.05 | Disposed | 240632 | Direct |
| 2006-11-28 | Common Stock | S | 200 | $25.06 | Disposed | 240432 | Direct |
| 2006-11-28 | Common Stock | S | 300 | $25.07 | Disposed | 240132 | Direct |
| 2006-11-28 | Common Stock | S | 100 | $25.12 | Disposed | 240032 | Direct |
| 2006-11-28 | Common Stock | S | 300 | $25.17 | Disposed | 239732 | Direct |
| 2006-11-28 | Common Stock | S | 100 | $25.18 | Disposed | 239632 | Direct |
| 2006-11-28 | Common Stock | S | 200 | $25.19 | Disposed | 239432 | Direct |
| 2006-11-28 | Common Stock | S | 1700 | $25.22 | Disposed | 237732 | Direct |
| 2006-11-28 | Common Stock | S | 700 | $25.23 | Disposed | 237032 | Direct |
| 2006-11-28 | Common Stock | S | 800 | $25.24 | Disposed | 236232 | Direct |
| 2006-11-28 | Common Stock | S | 300 | $25.26 | Disposed | 235932 | Direct |
| 2006-11-28 | Common Stock | S | 900 | $25.29 | Disposed | 235032 | Direct |
| 2006-11-28 | Common Stock | S | 700 | $25.32 | Disposed | 234332 | Direct |
| 2006-11-28 | Common Stock | S | 300 | $25.35 | Disposed | 234032 | Direct |
| 2006-11-28 | Common Stock | S | 200 | $25.36 | Disposed | 233832 | Direct |
| 2006-11-28 | Common Stock | S | 600 | $25.37 | Disposed | 233232 | Direct |
| 2006-11-28 | Common Stock | S | 300 | $25.40 | Disposed | 232932 | Direct |
| 2006-11-28 | Common Stock | S | 1100 | $25.41 | Disposed | 231832 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-11-28 | Employee Stock Option (Right-to-Buy) | $13.95 | M | 11800 | Disposed | 2012-12-09 | Common Stock (11800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3713.91 | Indirect |
| Common Stock | 124672.39 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $9.9375 | 2009-12-01 | Common Stock (113368) | 113368 | Direct |
| Employee Stock Option (Right-to-Buy) | $9.3125 | 2010-12-07 | Common Stock (207792) | 207792 | Direct |
| Employee Stock Option (Right-to-Buy) | $12.975 | 2012-01-17 | Common Stock (143442) | 143442 | Direct |
| Phantom Stock | $0.0 | 1988-08-08 | Common Stock (68300.42) | 68300.42 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.195 | 2014-04-14 | Common Stock (164440) | 164440 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.945 | 2014-12-10 | Common Stock (163098) | 163098 | Direct |
| Phantom Stock | $0.0 | 1988-08-08 | Common Stock (6710.00) | 6710.00 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.015 | 2015-12-01 | Common Stock (149114) | 149114 | Direct |
Footnotes
F1: 401(k) Plan: This amount includes shares and dividends acquired during the fiscal year pursuant to the H.B. Fuller Company Thrift Plan.
F2: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 1, 2000.
F3: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 7, 2001.
F4: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on January 17, 2003.
F5: Deferred Compensation Plan: These units convert into shares of common stock on a 1-for-1 basis.
F6: Deferred Compensation Plan: Units convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant.
F7: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 9, 2003.
F8: 2000 Stock Incentive Plan: These restricted shares were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. Amount includes 1790 restricted shares that will vest in four equal annual installments beginning on April 14, 2005, 6544 restricted shares that will vest in four equal annual installments beginning on April 15, 2005, 29822 restricted shares that will vest effective December 10, 2007 subject to attainment of earnings per share target, and 27040 restricted shares that will vest effective December 1, 2008 subject to attainment of earnings per share target. This total amount includes shares acquired pursuant to a dividend reinvestment feature of the Plan.
F9: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on April 14, 2005.
F10: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F11: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 10, 2005
F12: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F13: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F14: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F15: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 1, 2006.
F16: Pursuant to a Separation Agreement dated November 20, 2006 (the "Agreement") between H.B. Fuller Company and Albert P.L. Stroucken, all shares of restricted stock and stock options granted to Mr. Stroucken that by their terms remain unvested on December 1, 2006 shall become fully vested as of December 1, 2006. Also pursuant to the Agreement, the expiration date of all stock options granted to Mr. Stroucken that by their terms remain unvested on December 1, 2006 shall be extended from December 1, 2006 until the close of business on February 1, 2007.