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FULLER H B CO — Director's Dealing 2005
Apr 20, 2005
31338_dirs_2005-04-19_e2d881ea-9922-4886-84df-75c13caf4d95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2005-04-14
Reporting Person: STROUCKEN ALBERT P L (Chairman of Board, Pres, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-04-14 | Common Stock | A | 454.962 | $27.60 | Acquired | 199463.962 | Direct |
| 2005-04-14 | Common Stock | M | 454.962 | $27.60 | Disposed | 37985.448 | Direct |
| 2005-04-14 | Common Stock | F | 149 | $27.60 | Disposed | 199314.962 | Direct |
| 2005-04-14 | Common Stock | D | .962 | $27.60 | Disposed | 199314 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1482.81 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-buy) | $21.50 | 2008-12-02 | Common Stock (66138) | 66138 | Direct |
| Employee Stock Option (Right-to-Buy) | $19.875 | 2009-12-01 | Common Stock (56684) | 56684 | Direct |
| Employee Stock Option (Right-to-Buy) | $18.625 | 2010-12-07 | Common Stock (103896) | 103896 | Direct |
| Employee Stock Option (Right-to-Buy) | $25.95 | 2012-01-17 | Common Stock (71721) | 71721 | Direct |
| Phantom Stock | $0.0 | 1988-08-08 | Common Stock (33381.69) | 33381.69 | Direct |
| Employee Stock Option (Right-to-Buy) | $27.90 | 2012-12-09 | Common Stock (65543) | 65543 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.39 | 2014-04-14 | Common Stock (82220) | 82220 | Direct |
| Employee Stock Option (Right-to-Buy) | $27.89 | 2014-12-10 | Common Stock (81549) | 81549 | Direct |
| Phantom Stock | $0.0 | 1988-08-08 | Common Stock (131.77) | 131.77 | Direct |
Footnotes
F1: 401(k) Plan: This amount includes shares and dividends acquired during the fiscal year pursuant to the H.B. Fuller Company Thrift Plan.
F2: 1992 Stock Incentive Plan: This option vests in four equal installments beginning on December 2, 1999.
F3: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 1, 2000.
F4: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 7, 2001.
F5: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on January 17, 2003.
F6: Deferred Compensation Plan: These units convert into shares of common stock on a 1-for-1 basis.
F7: Deferred Compensation Plan: Units convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant.
F8: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 9, 2003.
F9: 2000 Stock Incentive Plan: Restricted shares (1790) were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. These shares vest in four equal annual installments beginning on April 14, 2005. Further, restricted shares (6544) were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan and vest in four equal annual installments beginning on April 15, 2005. Further, restricted shares (29822) were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. These 29822 shares will vest effective December 10, 2007 subject to attainment of earnings per share target. This total amount includes shares acquired pursuant to a dividend reinvestment feature of the Plan.
F10: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on April 14, 2005.
F11: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F12: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 10, 2005
F13: 2000 Stock Incentive Plan: Shares withheld for taxes on 454.962 shares issued pursuant to the 2000 Stock Incentive Plan.
F14: Cash settlement of fractional share in connection with the vesting of restricted stock held by reporting person.
F15: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F16: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F17: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.