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FUELCELL ENERGY INC — Director's Dealing 2021
Nov 30, 2021
33505_dirs_2021-11-29_89c5fd54-a68c-4ba6-b8d9-f3fb496f8f9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUELCELL ENERGY INC (FCEL)
CIK: 0000886128
Period of Report: 2021-11-24
Reporting Person: Lisowski Michael (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-24 | Common Stock | M | 9609 | — | Acquired | 15841 | Direct |
| 2021-11-24 | Common Stock | F | 3012 | $9.53 | Disposed | 12829 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-24 | Employee Restricted Stock Unit | $0 | M | 9609 | Disposed | Common Stock (9609) | Direct |
Footnotes
F1: Restricted stock units were converted into common stock on a one-for-one basis.
F2: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.
F3: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
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