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FS Bancorp, Inc. — Director's Dealing 2019
May 28, 2019
33319_dirs_2019-05-28_3c35bea2-2068-4878-96a9-b6c8bc5b04b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FS Bancorp, Inc. (FSBW)
CIK: 0001530249
Period of Report: 2019-05-23
Reporting Person: Steck Debra Lynn (Executive VP - Home Lending)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-23 | Common Stock | M | 17500 | $16.89 | Acquired | 35040 | Direct |
| 2019-05-23 | Common Stock | S | 313 | $48.44 | Disposed | 34727 | Direct |
| 2019-05-23 | Common Stock | S | 2400 | $48.14 | Disposed | 32327 | Direct |
| 2019-05-24 | Common Stock | S | 17187 | $48 | Disposed | 15140 | Direct |
| 2019-05-24 | Common Stock | S | 10640 | $48.01 | Disposed | 4500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-23 | Stock Option (Right to Buy) | $16.89 | M | 17500 | Disposed | 2024-05-08 | Common Stock (17500) | Direct |
Footnotes
F1: Includes 4,500 shares of restricted stock awards received on May 8, 2014 pursuant to the FS Bancorp, Inc. 2013 Equity Incentive Plan which vest in equal installments of 20% per year.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.30 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the rage set forth in footnote (2).
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.25 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).
F4: Stock options granted on May 8, 2014 pursuant to the FS Bancorp, Inc. 2013 Equity Incentive Plan and which vest in equal installments of 20% per year.