AI assistant
FRANKLIN UNIVERSAL TRUST — Audit Report / Information 2000
Apr 27, 2000
33698_rns_2000-04-27_8890c65f-e246-48fd-8202-f2b2ec25776f.zip
Audit Report / Information
Open in viewerOpens in your device viewer
PAGE 1 000 A000000 02/29/2000 000 C000000 0000833040 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 FRANKLIN UNIVERSAL TRUST 001 B000000 811-5569 001 C000000 6503122000 002 A000000 777 MARINERS ISLAND BOULEVARD 002 B000000 SAN MATEO 002 C000000 CA 002 D010000 94404 002 D020000 1585 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 PAGE 2 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 007 C015900 59 007 C016000 60 007 C016100 61 007 C016200 62 007 C016300 63 007 C016400 64 007 C016500 65 007 C016600 66 007 C016700 67 007 C016800 68 007 C016900 69 007 C017000 70 007 C017100 71 007 C017200 72 007 C017300 73 007 C017400 74 007 C017500 75 007 C017600 76 007 C017700 77 007 C017800 78 007 C017900 79 PAGE 3 007 C018000 80 008 A000001 FRANKLIN ADVISERS INC 008 B000001 A 008 C000001 801-26292 008 D010001 SAN MATEO 008 D020001 CA 008 D030001 94404 008 D040001 1585 010 A000001 FRANKLIN TEMPLETON SERVICES INC 010 C010001 SAN MATEO 010 C020001 CA 010 C030001 94404 010 C040001 1585 011 A000001 PAINEWEBBER INCORPORATED 011 B000001 8-00000000 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10019 012 A000001 PNC BANK, NATIONAL ASSOCIATION 012 B000001 85-1119600 012 C010001 WILMINGTON 012 C020001 DE 012 C030001 19809 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 SAN FRANCISCO 013 B020001 CA 013 B030001 94105 013 B040001 2119 015 A000001 THE BANK OF NEW YORK 015 B000001 C 015 C010001 NEW YORK 015 C020001 NY 015 C030001 10286 015 E010001 X 015 A000002 BANCO RIO DE LA PLATA 015 B000002 S 015 C010002 BUENOS AIRES 015 D010002 ARGENTINA 015 E040002 X 015 A000003 NATIONAL AUSTRALIA BANK 015 B000003 S 015 C010003 MELBOURNE 015 D010003 AUSTRALIA 015 E040003 X 015 A000004 BANK AUSTRIA A.G. 015 B000004 S 015 C010004 VIENNA 015 D010004 AUSTRIA 015 E040004 X 015 A000005 BANQUE BRUXELLES LAMBERT 015 B000005 S PAGE 4 015 C010005 BRUSSELS 015 D010005 BELGIUM 015 E040005 X 015 A000006 BANKBOSTON 015 B000006 S 015 C010006 SAO PAULO 015 D010006 BRAZIL 015 E040006 X 015 A000007 ROYAL BANK OF CANADA 015 B000007 S 015 C010007 TORONTO 015 D010007 CANADA 015 E040007 X 015 A000008 STANDARD CHARTERED BANK 015 B000008 S 015 C010008 SHANGHAI 015 D010008 CHINA 015 E040008 X 015 A000009 STANDARD CHARTERED BANK 015 B000009 S 015 C010009 SHENZHEN 015 D010009 CHINA 015 E040009 X 015 A000010 DEN DANSKE BANK 015 B000010 S 015 C010010 COPENHAGEN 015 D010010 DENMARK 015 E040010 X 015 A000011 MERITA BANK PLC 015 B000011 S 015 C010011 HELSINKI 015 D010011 FINLAND 015 E040011 X 015 A000012 BANQUE PARIBAS 015 B000012 S 015 C010012 PARIS 015 D010012 FRANCE 015 E040012 X 015 A000013 DRESDNER BANK AG 015 B000013 S 015 C010013 FRANKFURT 015 D010013 GERMANY 015 E040013 X 015 A000014 HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B000014 S 015 C010014 HONG KONG 015 D010014 CHINA 015 E040014 X 015 A000015 HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B000015 S 015 C010015 JAKARTA PAGE 5 015 D010015 INDONESIA 015 E040015 X 015 A000016 ALLIED IRISH BANKS PLC 015 B000016 S 015 C010016 DUBLIN 015 D010016 IRELAND 015 E040016 X 015 A000017 BANK OF TOKYO-MITSUBISHI LTD. 015 B000017 S 015 C010017 TOKYO 015 D010017 JAPAN 015 E040017 X 015 A000018 BANQUE ET CAISSE D'EPARGNE DE L'ETAT LUXEM. 015 B000018 S 015 C010018 LUXEMBOURG 015 D010018 LUXEMBOURG 015 E040018 X 015 A000019 HSBC BANK MALAYSIA BERHAD 015 B000019 S 015 C010019 KUALA LUMPUR 015 D010019 MALAYSIA 015 E040019 X 015 A000020 BANCO NACIONAL DE MEXICO, S.A. (BANAMEX) 015 B000020 S 015 C010020 MEXICO CITY 015 D010020 MEXICO 015 E040020 X 015 A000021 MEES PIERSON N.V. 015 B000021 S 015 C010021 AMSTERDAM 015 D010021 NETHERLANDS 015 E040021 X 015 A000022 AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED 015 B000022 S 015 C010022 WELLINGTON 015 D010022 NEW ZEALAND 015 E040022 X 015 A000023 STANDARD CHARTERED BANK 015 B000023 S 015 C010023 KARACHI 015 D010023 PAKISTAN 015 E040023 X 015 A000024 HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B000024 S 015 C010024 MANILA 015 D010024 PHILIPPINES 015 E040024 X 015 A000025 BANCO COMERCIAL PORTUGUES 015 B000025 S 015 C010025 LISBON 015 D010025 PORTUGAL PAGE 6 015 E040025 X 015 A000026 UNITED OVERSEAS BANK LTD. 015 B000026 S 015 C010026 SINGAPORE 015 D010026 SINGAPORE 015 E040026 X 015 A000027 STANDARD BANK OF SOUTH AFRICA LTD. 015 B000027 S 015 C010027 JOHANNESBURG 015 D010027 SOUTH AFRICA 015 E040027 X 015 A000028 BANCO BILBAO VIZCAYA ARGENTARIA S.A. 015 B000028 S 015 C010028 MADRID 015 D010028 SPAIN 015 E040028 X 015 A000029 STANDARD CHARTERED BANK 015 B000029 S 015 C010029 COLOMBO 015 D010029 SRI LANKA 015 E040029 X 015 A000030 SKANDINAVISKA ENSKILDA BANKEN 015 B000030 S 015 C010030 STOCKHOLM 015 D010030 SWEDEN 015 E040030 X 015 A000031 CREDIT SUISSE FIRST BOSTON 015 B000031 S 015 C010031 ZURICH 015 D010031 SWITZERLAND 015 E040031 X 015 A000032 STANDARD CHARTERED BANK 015 B000032 S 015 C010032 BANGKOK 015 D010032 THAILAND 015 E040032 X 015 A000033 OSMANLI BANKASI A.S. (OTTOMAN BANK) 015 B000033 S 015 C010033 ISTANBUL 015 D010033 TURKEY 015 E040033 X 015 A000034 THE BANK OF NEW YORK 015 B000034 S 015 C010034 LONDON 015 D010034 UNITED KINGDOM 015 E040034 X 015 A000036 CITIBANK, N.A. 015 B000036 S 015 C010036 CARACAS 015 D010036 VENEZUELA 015 E040036 X PAGE 7 015 A000037 BARCLAYS BANK OF ZAMBIA LTD. 015 B000037 S 015 C010037 LUSAKA 015 D010037 ZAMBIA 015 E040037 X 015 A000038 BARCLAYS BANK OF ZIMBABWE LTD. 015 B000038 S 015 C010038 HARARE 015 D010038 ZIMBABWE 015 E040038 X 015 A000039 DEPOSITORY & CLEARING CENTER 015 B000039 S 015 C010039 LONDON 015 D010039 UNITED KINGDOM 015 E040039 X 015 A000040 CEDEL 015 B000040 S 015 C010040 LUXEMBOURG CITY 015 D010040 EUROMARKET 015 E040040 X 015 A000041 EUROCLEAR OPERATIONS CENTRE 015 B000041 S 015 C010041 BRUSSELS 015 D010041 EUROMARKET 015 E040041 X 015 A000042 BARCLAYS BANK OF BOTSWANA LTD. 015 B000042 S 015 C010042 JOHANNESBURG 015 D010042 BOTSWANA 015 E040042 X 015 A000043 BARCLAYS BANK OF GHANA LTD. 015 B000043 S 015 C010043 ACCRA 015 D010043 GHANA 015 E040043 X 015 A000044 BANCA COMMERCIALE ITALIANA 015 B000044 S 015 C010044 MILAN 015 D010044 ITALY 015 E040044 X 015 A000045 BANQUE COMMERCIALE DU MAROC 015 B000045 S 015 C010045 CASABLANCA 015 D010045 MOROCCO 015 E040045 X 015 A000046 STANBIC BANK (NAMIBIA) LTD. 015 B000046 S 015 C010046 WINDHOEK 015 D010046 NAMIBIA 015 E040046 X 015 A000047 CITIBANK BUDAPEST RT. PAGE 8 015 B000047 S 015 C010047 LAGOS 015 D010047 NIGERIA 015 E040047 X 018 000000 Y 019 A000000 Y 019 B000000 234 019 C000000 FRNKTEMGRP 020 A000001 GOLDMAN SACHS & CO. 020 B000001 13-5108880 020 C000001 6 020 A000002 FAHNESTOCK & CO. INC. 020 B000002 13-5657518 020 C000002 5 020 A000003 BANC OF AMERICA SECURITIES LLC 020 B000003 56-2058405 020 C000003 5 020 A000004 DEUTSCHE BANK SECURITIES 020 B000004 13-2730828 020 C000004 5 020 A000005 WARBURG DILLON READ LLC 020 B000005 13-3340045 020 C000005 3 020 A000006 MCDONALD & CO. SECURITIES INC. 020 B000006 34-0642435 020 C000006 3 020 A000007 CREDIT SUISSE FIRST BOSTON CORP. 020 B000007 13-5659485 020 C000007 3 020 A000008 DRESDNER KLEINWORT BENSON, NORTH AMERICA LLC 020 B000008 04-2442748 020 C000008 3 020 A000009 JEFFERIES & CO. INC. 020 B000009 95-2622900 020 C000009 3 020 A000010 LEHMAN BROTHERS, INC. 020 B000010 13-2518466 020 C000010 2 021 000000 42 022 A000001 DONALDSON LUFKIN & JENRETTE SECURITIES CORP. 022 B000001 13-2741729 022 C000001 83938 022 D000001 344 022 A000002 WARBURG DILLON READ LLC 022 B000002 13-3873456 022 C000002 81747 022 D000002 0 022 A000003 PARIBAS CORPORATION 022 B000003 13-3235334 022 C000003 81577 022 D000003 0 PAGE 9 022 A000004 BARCLAYS CAPITAL INC. 022 B000004 13-3551367 022 C000004 80714 022 D000004 0 022 A000005 PAINEWEBBER INC. 022 B000005 13-2638166 022 C000005 77926 022 D000005 0 022 A000006 DRESDNER KLEINWORT BENSON, NORTH AMERICA LLC 022 B000006 04-2442748 022 C000006 77469 022 D000006 0 022 A000007 BEAR, STEARNS & CO. INC. 022 B000007 13-3299429 022 C000007 73818 022 D000007 908 022 A000008 LEHMAN BROTHERS, INC. 022 B000008 13-2518466 022 C000008 59811 022 D000008 1048 022 A000009 CREDIT SUISSE FIRST BOSTON CORP. 022 B000009 13-5659485 022 C000009 59233 022 D000009 317 022 A000010 CHASE SECURITIES INC. 022 B000010 13-3112953 022 C000010 57553 022 D000010 1980 023 C000000 883395 023 D000000 24635 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 PAGE 10 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.750 PAGE 11 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 Y 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 Y 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 Y 054 M000000 Y 054 N000000 N 054 O000000 Y 055 A000000 N 055 B000000 N 056 000000 N 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 0 PAGE 12 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 2.5 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 93.1 062 Q000000 0.0 062 R000000 38.8 063 A000000 0 063 B000000 4.0 064 A000000 N 064 B000000 N 066 A000000 N 067 000000 Y 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 Y PAGE 13 070 M010000 Y 070 M020000 Y 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 Y 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 45622 071 B000000 45083 071 C000000 292720 071 D000000 15 072 A000000 6 072 B000000 12122 072 C000000 2474 072 D000000 0 072 E000000 0 072 F000000 1134 072 G000000 0 072 H000000 0 072 I000000 45 072 J000000 2 072 K000000 21 072 L000000 12 072 M000000 8 072 N000000 16 072 O000000 0 072 P000000 2215 072 Q000000 0 072 R000000 21 072 S000000 4 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 26 072 X000000 3504 072 Y000000 0 072 Z000000 11092 072AA000000 3146 072BB000000 5026 072CC010000 0 072CC020000 21148 072DD010000 10813 072DD020000 0 072EE000000 1541 073 A010000 0.4000 073 A020000 0.0000 PAGE 14 073 B000000 0.0600 073 C000000 0.0000 074 A000000 0 074 B000000 5337 074 C000000 0 074 D000000 200306 074 E000000 17084 074 F000000 66464 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 0 074 K000000 0 074 L000000 5150 074 M000000 139 074 N000000 294480 074 O000000 3978 074 P000000 183 074 Q000000 75000 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 73 074 S000000 0 074 T000000 215246 074 U010000 26897 074 U020000 0 074 V010000 8.00 074 V020000 0.00 074 W000000 0.0000 074 X000000 4137 074 Y000000 5125 075 A000000 0 075 B000000 227239 076 000000 6.50 077 A000000 Y 077 Q010000 Y 078 000000 N 080 C000000 0 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 PAGE 15 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 088 A000000 Y 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE KIMBERLEY MONASTERIO TITLE TREASURER