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FRANKLIN RESOURCES INC — Director's Dealing 2021
Jan 20, 2021
30512_dirs_2021-01-20_170e7a10-4b75-4de5-8e95-1a2a3a09cddd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GOODRICH PETROLEUM CORP (GDPM)
CIK: 0000943861
Period of Report: 2021-01-15
Reporting Person: FRANKLIN RESOURCES INC (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-15 | Convertible Notes | $21.3300 | J | 22790.0000 | Acquired | 2022-05-31 | Common Stock (22790.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2233995.0000 | Indirect |
Footnotes
F1: On May 6, 2020 the maturity date of the Convertible Notes was extended from May 31, 2021 to May 31, 2022.
F2: The Reporting Persons acquired the additional 2022 Convertible Notes from a quarterly payment in kind interest distribution.
F3: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
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