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FRANKLIN RESOURCES INC Director's Dealing 2021

Mar 11, 2021

30512_dirs_2021-03-11_338f7bc0-3783-4d37-b16f-4a5d68266f0d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GOODRICH PETROLEUM CORP (GDPM)
CIK: 0000943861
Period of Report: 2021-03-09

Reporting Person: FRANKLIN RESOURCES INC (10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-09 Convertible Notes $21.3300 P 1219652.0000 Acquired 2023-05-31 Common Stock (1219652.0000) Indirect
2021-03-09 Convertible Notes $21.3300 J 698046.0000 Disposed 2022-05-31 Common Stock (698046.0000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2233995.0000 Indirect

Footnotes

F1: On March 9, 2021, the 2022 Convertible Notes were exchanged for 13.50% Convertible Second Lien Senior Secured Notes due 2023.

F2: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.