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FRANKLIN RESOURCES INC — Director's Dealing 2021
May 14, 2021
30512_dirs_2021-05-14_37f0aea1-51a6-47e4-b244-41bab016b327.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2021-05-12
Reporting Person: Shaneyfelt Gwen L (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock, par value $.10 | S | 5000 | $33.25 | Disposed | 63749.0115 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Of the amount of securities beneficially owned, 19,016 shares represent unvested restricted stock awards and 14,279 shares represent unvested restricted stock unit awards.