FRANKLIN RESOURCES INC — Director's Dealing 2021

Aug 20, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2020-12-21

Reporting Person: JOHNSON JENNIFER M (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-19	Common Stock, par value $.10	S	52789	$30.37	Disposed	1897836.0315	Direct
2020-12-21	Common Stock, par value $.10	G	1218	—	Acquired	1943160.7499	Direct
2020-12-21	Common Stock, par value $.10	G	6090	—	Acquired	192404	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	2171.173	Indirect
Common Stock, par value $.10	2610000	Indirect
Common Stock, par value $.10	15000	Indirect
Common Stock, par value $.10	198000	Indirect

Footnotes

F1: The price reposted in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.4450, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Not applicable.

F3: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.

F4: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2021.

F5: Business limited partnership under control of Reporting Person.

F6: Business trust for the benefit of Reporting Person and Reporting Person's children.

F7: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.