FRANKLIN RESOURCES INC — Director's Dealing 2021

Sep 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2021-08-31

Reporting Person: Plafker Jed A. (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-31	Common Stock, par value $.10	F	14255	$32.44	Disposed	133311.786	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	573.8762	Indirect

Footnotes

F1: Of the amount of securities beneficially owned, 41,222 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards.

F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2021.