FRANKLIN RESOURCES INC — Director's Dealing 2021

Nov 1, 2021

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2021-09-30

Reporting Person: JOHNSON GREGORY E (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-18	Common Stock, par value $.10	G	134853	—	Acquired	243441	Indirect
2020-12-18	Common Stock, par value $.10	G	134853	—	Disposed	2247898	Direct
2020-12-21	Common Stock, par value $.10	G	1218	—	Acquired	2247898	Direct
2020-12-21	Common Stock, par value $.10	G	1218	—	Acquired	21957	Indirect
2020-12-21	Common Stock, par value $.10	G	2436	—	Acquired	243441	Indirect
2020-12-21	Common Stock, par value $.10	G	13392	—	Disposed	2247898	Direct
2020-12-21	Common Stock, par value $.10	G	13392	—	Acquired	243441	Indirect
2020-12-22	Common Stock, par value $.10	G	13392	—	Acquired	243441	Indirect
2020-12-22	Common Stock, par value $.10	G	13392	—	Disposed	2247898	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	6309.7549	Indirect
Common Stock, par value $.10	2565000	Indirect
Common Stock, par value $.10	8100	Indirect
Common Stock, par value $.10	396000	Indirect

Footnotes

F1: Not applicable.

F2: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

F3: Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.

F4: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2021.

F5: Business limited partnership under control of Reporting Person.

F6: Business trust for the benefit of Reporting Person and Reporting Person's children.

F7: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.