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FRANKLIN RESOURCES INC — Director's Dealing 2019
May 31, 2019
30512_dirs_2019-05-31_aac43e82-8ab9-40a8-a3a7-3fedf217b759.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GOODRICH PETROLEUM CORP (GDPM)
CIK: 0000943861
Period of Report: 2019-05-29
Reporting Person: FRANKLIN RESOURCES INC (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-29 | Convertible Notes | $21.3300 | J | 410156.0000 | Disposed | 2019-08-30 | Common Stock (410156.0000) | Indirect |
| 2019-05-31 | Convertible Notes | $21.3300 | P | 562501.0000 | Acquired | 2021-05-31 | Common Stock (562501.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2281700.0000 | Indirect |
Footnotes
F1: The Issuer issued a full call/redemption of the Convertible Notes for US$8,894,375 with a pay date of May 29, 2019, resulting in a redemption of all the Convertible Notes held.
F2: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
F3: The Reporting Persons acquired the 2021 Convertible Notes for an aggregate price of US$12,000,000.
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