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FRANKLIN RESOURCES INC Director's Dealing 2019

Oct 28, 2019

30512_dirs_2019-10-28_77c418b5-48f6-4ab8-a369-b6cbd63de2bc.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2019-09-30

Reporting Person: Johnson Charles Endler (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-05 Common Stock, par value $.10 G 1114 Acquired 31424 Direct
2019-09-05 Common Stock, par value $.10 G 3342 Acquired 66672 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 1999800 Indirect

Footnotes

F1: Not applicable.

F2: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.

F3: Business limited partnership under control of Reporting Person.