Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FRANKLIN RESOURCES INC Director's Dealing 2016

Apr 1, 2016

30512_dirs_2016-03-31_2ede6bdc-c0eb-4ebb-8195-d49136100102.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BioPharmX Corp (BPMX)
CIK: 0001504167
Period of Report: 2016-03-29

Reporting Person: FRANKLIN RESOURCES INC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-29 Common Stock P 540000.0000 $1.2000 Acquired 4640000.0000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-29 Warrants $1.2000 P 270000.0000 Acquired 2021-03-29 Common Stock (270000.0000) Indirect

Footnotes

F1: See Exhibts 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.