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FRANKLIN RESOURCES INC Director's Dealing 2016

Sep 2, 2016

30512_dirs_2016-09-01_d597e76e-1522-45b0-8418-fb6854fde82e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2016-08-31

Reporting Person: Advani Vijay Chandur (Co-President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-31 Common Stock, par value $.10 F 23311 $36.50 Disposed 78577.5717 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 1104.1635 Indirect
Common Stock, par value $.10 313548 Indirect

Footnotes

F1: Of the amount of securities beneficially owned, 48,463 shares represent unvested restricted stock awards.

F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2016.

F3: Since last filing, includes 5,970 shares previously reported by Reporting Person under direct shares.

F4: Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.