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FRANKLIN RESOURCES INC Director's Dealing 2016

Nov 2, 2016

30512_dirs_2016-11-02_e448675f-8f34-4ec2-81f2-285601a65d76.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2016-11-01

Reporting Person: JOHNSON RUPERT H JR (Director, Vice Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-01 Common Stock, par value $.10 S 300000 $33.65 Disposed 906735 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 104465045 Direct
Common Stock, par value $.10 22456.5877 Indirect
Common Stock, par value $.10 10116 Indirect

Footnotes

F1: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 14, 2016.

F2: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.