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FRANKLIN RESOURCES INC — Director's Dealing 2014
Sep 3, 2014
30512_dirs_2014-09-02_bbb5fe9d-9e70-4ef2-b338-ecde36b84942.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2014-08-29
Reporting Person: LEWIS KENNETH A (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-29 | Common Stock, par value $.10 | F | 10050 | $56.52 | Disposed | 96292.517 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 1785.0963 | Indirect |
| Common Stock, par value $.10 | 17678 | Indirect |
Footnotes
F1: Of the amount of securities beneficially owned, 21,187 shares represent unvested restricted stock awards.
F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 11, 2014.
F3: Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power. Shares previously reported by Reporting Person under direct shares.
F4: Since last filing, includes 17,678 shares previously reported by Reporting Person under direct shares.