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FRANKLIN RESOURCES INC — Director's Dealing 2011
May 5, 2011
30512_dirs_2011-05-04_d8af0592-6c3d-43bf-99be-1661e3946050.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2011-05-04
Reporting Person: JOHNSON GREGORY E (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-04 | Common Stock, par value $.10 | M | 50000.0000 | $36.3000 | Acquired | 641261.0000 | Direct |
| 2011-05-04 | Common Stock, par value $.10 | S | 50000.0000 | $127.3419 | Disposed | 591261.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-04 | Stock Option (Right to Buy) | $36.3000 | M | 50000.0000 | Disposed | 2011-11-19 | Common Stock, par value $.10 (50000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 19038.0000 | Indirect |
| Common Stock, par value $.10 | 1465.3160 | Indirect |
| Common Stock, par value $.10 | 895000.0000 | Indirect |
| Common Stock, par value $.10 | 4821.0000 | Indirect |
| Common Stock, par value $.10 | 2700.0000 | Indirect |
Footnotes
F1: Of the amount of securities beneficially owned, 62,007 shares represent unvested awards of restricted stock.
F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.15 to $127.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Shares are held by the Reporting Person as trustee for the Reporting Person's minor children. The Reporting Person disclaims any beneficial ownership of such shares.
F4: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan summary as of March 31, 2011.
F5: Shares are held by a member of the Reporting Person's immediate family. The Reporting Person disclaims any beneficial ownership of such shares.
F6: Business trust for the benefit of the Reporting Person and the Reporting Person's children.
F7: Not Applicable.