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FRANKLIN RESOURCES INC — Director's Dealing 2006
Oct 4, 2006
30512_dirs_2006-10-03_aec6494d-2665-4fac-8f8f-12674b5cba09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2006-09-29
Reporting Person: KRATTER LESLIE M (SVP & Assistant Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-09-29 | Common Stock, par value $.10 | F | 1318 | $105.7500 | Disposed | 41590.5175 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 3.0960 | Indirect |
| Common Stock, par value $.10 | 12864.0000 | Indirect |
Footnotes
F1: Shares were sold to Franklin Resources, Inc. in connection with the vesting of a prior award under the 2002 Universal Stock Incentive Plan in order to make a tax payment.
F2: Of the amount of securities beneficially owned, 4,559 shares represent unvested awards of restricted stock shares.
F3: Reporting person holds shares in Franklin Templeton Profit Sharing 401(k) Plan. Information is based on a plan statement as of September 15, 2006.
F4: Shares are held by a member of Mr. Kratter's immediate family. Mr. Kratter disclaims beneficial ownership of such shares under Section 16 of the Securities Exchange Act of 1934.