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Forward Industries, Inc. — Director's Dealing 2012
Oct 30, 2012
31581_dirs_2012-10-30_2a03a8e4-490d-40d8-be60-bd702a3297c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORWARD INDUSTRIES INC (FORD)
CIK: 0000038264
Period of Report: 2012-10-24
Reporting Person: Terence Bernard Wise (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-24 | Common Stock, $0.01 par value | X | 506733 | $1.8 | Acquired | 1583541 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-24 | Put Option (Obligation to Buy) | $1.8 | X | 1 | Disposed | 2013-06-08 | Common Stock, $0.01 par value (0) | Direct |
Footnotes
F1: On October 24, 2012, Mr. Wise purchased 506,733 shares of Common Stock at an exercise price of $1.80 per share, from the LaGrange Funds upon the exercise by LaGrange Funds of a put option previously granted by Mr. Wise to LaGrange Funds.
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