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Forward Industries, Inc. — Director's Dealing 2004
Jan 29, 2004
31581_dirs_2004-01-29_c9fd6168-db06-4946-baf4-59db0370fc6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORWARD INDUSTRIES INC (FORD)
CIK: 0000038264
Period of Report: 2004-01-28
Reporting Person: MANNES LAWRENCE (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-01-28 | Forward Industries Common Stock | M | 15000 | $1.5 | Acquired | 16300 | Direct |
| 2004-01-28 | Forward Industries Common Stock | M | 5000 | $2 | Acquired | 21300 | Direct |
| 2004-01-28 | Forward Industries Common Stock | S | 20000 | $2.45 | Disposed | 1300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-01-28 | Common Stock Options | $1.5 | M | 15000 | Disposed | 2010-05-30 | Forward Industries Common Stock (15000) | Direct |
| 2004-01-28 | Common Stock Option | $2 | M | 5000 | Disposed | 2011-01-01 | Forward Industries Common Stock (5000) | Direct |
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