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FORD MOTOR CO — Director's Dealing 2021
Mar 8, 2021
30023_dirs_2021-03-08_fde5d9de-3e25-447f-bc57-ffd60a064101.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2021-03-04
Reporting Person: Chen Anning (President & CEO, Ford of China)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-04 | Common Stock, $0.01 par value | M | 28253 | — | Acquired | 94208 | Direct |
| 2021-03-04 | Common Stock, $0.01 par value | M | 33559 | — | Acquired | 127767 | Direct |
| 2021-03-04 | Common Stock, $0.01 par value | F | 25442 | $11.93 | Disposed | 102325 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-04 | Ford Stock Units | $ | M | 33559 | Disposed | Common Stock, $0.01 par value (33559) | Direct | |
| 2021-03-04 | Ford Stock Units | $ | M | 28253 | Disposed | Common Stock, $0.01 par value (28253) | Direct | |
| 2021-03-04 | Ford Stock Units | $ | A | 73025 | Acquired | Common Stock, $0.01 par value (73025) | Direct |
Footnotes
F1: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F2: These shares were withheld by the Company to cover my income tax liability relating to the award vesting of Common Stock under the Company's Long-Term Incentive Plan.
F3: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2021), 66% after two years, and in full after three years.