AI assistant
FORD MOTOR CO — Director's Dealing 2013
Aug 6, 2013
30023_dirs_2013-08-06_c09a8613-9c8b-465d-a300-48391867cddf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2013-08-05
Reporting Person: FORD WILLIAM CLAY JR (Director, Exec. Chairman and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-05 | Common Stock, $0.01 par value | M | 62396 | $15.98 | Acquired | 712070 | Direct |
| 2013-08-05 | Common Stock, $0.01 par value | M | 1587301 | $16.49 | Acquired | 2299371 | Direct |
| 2013-08-05 | Common Stock, $0.01 par value | M | 1658544 | $12.49 | Acquired | 3957915 | Direct |
| 2013-08-05 | Common Stock, $0.01 par value | S | 3030684 | $17.213 | Disposed | 927231 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-05 | Employee Stock Option (Right to Buy) | $15.98 | M | 62396 | Disposed | 2013-12-30 | Common Stock, $0.01 par value (62396) | Direct |
| 2013-08-05 | Employee Stock Option (Right to Buy) | $16.49 | M | 1587301 | Disposed | 2014-01-04 | Common Stock, $0.01 par value (1587301) | Direct |
| 2013-08-05 | Employee Stock Option (Right to Buy) | $12.49 | M | 1658544 | Disposed | 2015-03-10 | Common Stock, $0.01 par value (1658544) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 90776 | Indirect |
| Common Stock, $0.01 par value | 551843 | Indirect |
| Common Stock, $0.01 par value | 60843 | Indirect |
| Common Stock, $0.01 par value | 44891 | Indirect |
| Common Stock, $0.01 par value | 12412 | Indirect |
| Common Stock, $0.01 par value | 19153 | Indirect |
| Common Stock, $0.01 par value | 146429 | Indirect |
| Common Stock, $0.01 par value | 186964 | Indirect |
Footnotes
F1: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (12/31/2003), 66% after two years, and in full after three years.
F2: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (01/05/2004), 66% after two years, and in full after three years.
F3: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/11/2005), 66% after two years, and in full after three years.
F4: The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $17.1500 to $17.3950. A breakdown of each transaction will be provided upon request.
F5: These shares are held in a grantor retained annuity trust of which I am the trustee.
F6: I disclaim beneficial ownership of these shares held by my wife as trustee of this trust for the benefit of my descendants.
F7: I disclaim beneficial ownership of these shares owned by my children.
F8: I disclaim beneficial ownership of these shares owned by my wife.
F9: I disclaim beneficial ownership of these shares held by my wife as custodian for one of my children.
F10: I am the trustee of these trusts for my children. I disclaim beneficial ownership of these shares.
F11: I am a trustee of the voting trust. As shown, it holds 186,964 shares of Common Stock for my benefit. I disclaim beneficial ownership of any other shares of Common Stock in said voting trust.