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FLOTEK INDUSTRIES INC/CN/ — Director's Dealing 2012
Jan 9, 2012
32965_dirs_2012-01-09_1d78df51-8422-4399-abd2-77c5cbf0f81a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLOTEK INDUSTRIES INC/CN/ (FTK)
CIK: 0000928054
Period of Report: 2012-01-05
Reporting Person: Neyman Jesse E (Exec VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-05 | Common Stock | S | 100 | $12.50 | Disposed | 65315 | Direct |
| 2012-01-09 | Common Stock | S | 4700 | $12.50 | Disposed | 60615 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $13.805 | 2013-03-12 | Common Stock (3070) | 3070 | Direct |
| Stock Option | $22.75 | 2014-02-27 | Common Stock (5784) | 8854 | Direct |
| Stock Option | $2.51 | 2015-02-15 | Common Stock (49260) | 58114 | Direct |
| Stock Option | $2.30 | 2014-08-10 | Common Stock (150000) | 208114 | Direct |
| Stock IOption | $9.19 | 2017-04-07 | Common Stock (100000) | 308114 | Direct |
Footnotes
F1: Sale of 4,800 shares at $12.50 per share pursuant to a Rule 10b5-1 Trading Plan.
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