Five9, Inc. — Director's Dealing 2018

Mar 1, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2018-02-26

Reporting Person: Passi Gaurav (EVP, Product Management)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-26	Common Stock	M	105	$10.12	Acquired	89974	Direct
2018-02-26	Common Stock	S	105	$29.52	Disposed	89869	Direct
2018-02-26	Common Stock	M	2937	$4.25	Acquired	92806	Direct
2018-02-26	Common Stock	S	2937	$29.52	Disposed	89869	Direct
2018-02-26	Common Stock	M	4641	$8.13	Acquired	94510	Direct
2018-02-26	Common Stock	S	4641	$29.52	Disposed	89869	Direct
2018-02-26	Common Stock	M	7364	$16.25	Acquired	97233	Direct
2018-02-26	Common Stock	S	7364	$29.52	Disposed	89869	Direct
2018-02-26	Common Stock	S	971	$29.51	Disposed	88898	Direct
2018-02-26	Common Stock	A	18166	—	Acquired	107064	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-26	Common Stock	$10.12	M	105	Acquired	2023-12-18	Common Stock (105.0)	Direct
2018-02-26	Employee Stock Option (right to buy)	$4.25	M	2937	Acquired	2024-11-05	Common Stock (2937.0)	Direct
2018-02-26	Employee Stock Option (right to buy)	$8.13	M	4641	Acquired	2026-03-09	Common Stock (4641.0)	Direct
2018-02-26	Employee Stock Option (right to buy)	$16.25	M	7364	Acquired	2027-02-23	Common Stock (7364.0)	Direct
2018-02-26	Employee Stock Option (right to buy)	$25.9	A	31034	Acquired	2028-02-26	Common Stock (31034.0)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.39 to $29.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.41 to $29.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The option is fully vested.

F4: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

F5: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

F6: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

F7: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.