Five9, Inc. — Director's Dealing 2018

Mar 7, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2018-03-02

Reporting Person: Burkland Michael (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-02	Common Stock	M	67297	$4.25	Acquired	265310	Direct
2018-03-02	Common Stock	S	67297	$31.02	Disposed	198013	Direct
2018-03-05	Common Stock	M	83985	$4.25	Acquired	281998	Direct
2018-03-05	Common Stock	M	716	$8.13	Acquired	282714	Direct
2018-03-05	Common Stock	S	84701	$30.84	Disposed	198013	Direct
2018-03-06	Common Stock	M	75343	$8.13	Acquired	273356	Direct
2018-03-06	Common Stock	S	75343	$30.82	Disposed	198013	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-02	Employee Stock Option (right to buy)	$4.25	M	67297	Disposed	2024-11-05	Common Stock (67297.0)	Direct
2018-03-05	Employee Stock Option (right to buy)	$4.25	M	83985	Disposed	2024-11-05	Common Stock (83985.0)	Direct
2018-03-05	Employee Stock Option (right to buy)	$8.13	M	716	Disposed	2026-03-09	Common Stock (716.0)	Direct
2018-03-06	Employee Stock Option (right to buy)	$8.13	M	75343	Disposed	2026-03-09	Common Stock (75343.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	554469	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.01 to $31.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.35 to $31.32, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $31.26, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

F5: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.