Five9, Inc. — Director's Dealing 2018

Jun 19, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2018-06-18

Reporting Person: WELCH SCOTT (EVP, Cloud Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-14	Common Stock	G	11325	—	Disposed	91123	Direct
2018-06-14	Common Stock	G	11325	—	Acquired	11325	Indirect
2018-06-18	Common Stock	M	1411	$8.13	Acquired	92534	Direct
2018-06-18	Common Stock	S	1411	$38.45	Disposed	91123	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-18	Employee Stock Option (right to buy)	$8.13	M	1411	Disposed	2026-03-09	Common Stock (1411.0)	Direct

Footnotes

F1: Shares gifted by the reporting person on June 14, 2018 to a revocable trust.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.97 to $38.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.