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Five9, Inc. — Director's Dealing 2017
Jan 11, 2017
31693_dirs_2017-01-10_189ec565-2bf6-4f08-ae3b-2a87b73a2272.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2017-01-09
Reporting Person: Passi Gaurav (EVP, Product Management)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-09 | Common Stock | M | 5000 | $4.25 | Acquired | 129913 | Direct |
| 2017-01-09 | Common Stock | S | 5000 | $15 | Disposed | 124913 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-09 | Employee Stock Option (right to buy) | $4.25 | M | 5000 | Disposed | 2024-11-05 | Common Stock (5000.0) | Direct |
Footnotes
F1: Original option grant was for 47,000 shares. Option began vesting with respect to 1/48 of the shares subject to the option one month after November 5, 2014, and with respect to the remaining shares subject to the option, vests in 47 equal monthly installments thereafter.
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