Five9, Inc. — Director's Dealing 2017

Nov 15, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2017-11-13

Reporting Person: Burkland Michael (Director, CEO, President and Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-13	Common Stock	M	230660	$0.52	Acquired	1194161	Direct
2017-11-13	Common Stock	S	230660	$24.05	Disposed	963501	Direct
2017-11-13	Common Stock	M	49340	$4.84	Acquired	1012841	Direct
2017-11-13	Common Stock	S	49340	$24.05	Disposed	963501	Direct
2017-11-13	Common Stock	S	320000	$24.05	Disposed	643501	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-13	Stock Option (right to buy)	$0.52	M	230660	Disposed	2021-04-29	Common Stock (230660.0)	Direct
2017-11-13	Stock Option (right to buy)	$4.84	M	49340	Disposed	2023-01-25	Common Stock (49340.0)	Direct

Footnotes

F1: The reported sales were made in connection with Mr. Burkland's health-related transition from CEO and President to Executive Chairman of Five9. Mr. Burkland continues to hold 643,501 shares of common stock and RSUs, plus stock options to purchase 1,292,983 shares.

F2: Option began vesting in 48 substantially equal monthly installments beginning February 1, 2011.

F3: Option began vesting in 48 substantially equal monthly installments beginning February 25, 2013.