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Five9, Inc. — Director's Dealing 2017
Nov 24, 2017
31693_dirs_2017-11-24_e97aede3-528d-4e45-84de-1d8841507db5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2017-11-21
Reporting Person: WELCH SCOTT (EVP, Cloud Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-21 | Common Stock | M | 50000 | $12.24 | Acquired | 169158 | Direct |
| 2017-11-21 | Common Stock | S | 50000 | $24.75 | Disposed | 119158 | Direct |
| 2017-11-22 | Common Stock | M | 39989 | $12.24 | Acquired | 159147 | Direct |
| 2017-11-22 | Common Stock | S | 39989 | $24.55 | Disposed | 119158 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-21 | Stock Option (right to buy) | $12.24 | M | 50000 | Disposed | 2024-03-06 | Common Stock (50000.0) | Direct |
| 2017-11-22 | Stock Option (right to buy) | $12.24 | M | 39989 | Disposed | 2024-03-06 | Common Stock (39989.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.60 to $25.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.69, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Option vests with respect to 25% of the shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.