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Five9, Inc. Director's Dealing 2017

Nov 24, 2017

31693_dirs_2017-11-24_e97aede3-528d-4e45-84de-1d8841507db5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2017-11-21

Reporting Person: WELCH SCOTT (EVP, Cloud Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-21 Common Stock M 50000 $12.24 Acquired 169158 Direct
2017-11-21 Common Stock S 50000 $24.75 Disposed 119158 Direct
2017-11-22 Common Stock M 39989 $12.24 Acquired 159147 Direct
2017-11-22 Common Stock S 39989 $24.55 Disposed 119158 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-21 Stock Option (right to buy) $12.24 M 50000 Disposed 2024-03-06 Common Stock (50000.0) Direct
2017-11-22 Stock Option (right to buy) $12.24 M 39989 Disposed 2024-03-06 Common Stock (39989.0) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.60 to $25.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.69, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: Option vests with respect to 25% of the shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.