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Five9, Inc. — Director's Dealing 2017
Dec 21, 2017
31693_dirs_2017-12-20_2c180bf8-bf0e-4d04-a96b-77bf640b378c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2017-12-18
Reporting Person: ZWARENSTEIN BARRY (Interim CEO, CFO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-18 | Common Stock | A | 10410 | — | Acquired | 131778 | Direct |
| 2017-12-20 | Common Stock | M | 10000 | $4.25 | Acquired | 141778 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-18 | Employee Stock Option (right to buy) | $24.01 | A | 23039 | Acquired | 2027-12-18 | Common Stock (23039.0) | Direct |
| 2017-12-20 | Employee Stock Option (right to buy) | $4.25 | M | 10000 | Disposed | 2024-11-05 | Common Stock (10000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 257821 | Indirect |
Footnotes
F1: The option vests in 12 equal monthly installments beginning on the one month anniversary of December 2, 2017.
F2: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.
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