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Five9, Inc. Director's Dealing 2016

Mar 11, 2016

31693_dirs_2016-03-11_f75a5916-0b8f-47d9-9106-9e46205eac42.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2016-03-09

Reporting Person: WELCH SCOTT (EVP, Cloud Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-09 Common Stock A 32500 $0.00 Acquired 241438 Direct
2016-03-10 Common Stock S 1305 $7.78 Disposed 240133 Direct
2016-03-10 Common Stock S 1801 $7.75 Disposed 238332 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-09 Employee Stock Option (right to buy) $8.13 A 67750 Acquired 2026-02-18 Common Stock (67750) Direct

Footnotes

F1: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.77 to $7.81. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.70 to $7.79. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.