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Five9, Inc. — Director's Dealing 2016
Aug 29, 2016
31693_dirs_2016-08-29_c3f5cb8d-737d-4f8d-a930-6374079af679.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2016-08-25
Reporting Person: Crane Michael J. (EVP, Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-25 | Common Stock | M | 40000 | $5.18 | Acquired | 133782 | Direct |
| 2016-08-25 | Common Stock | S | 57110 | $14.56 | Disposed | 76672 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-25 | Employee Stock Option (right to buy) | $5.18 | M | 40000 | Disposed | 2025-04-09 | Common Stock (40000.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.31 to $14.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Original option grant was for 160,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after 4/9/2015, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter.